von Briesen & Roper, s.c. announced today that Courtney A. Hollander has received the Investment Adviser Certified Compliance Professional (IACCP) designation.
The Investment Adviser Association cosponsors the Investment Adviser Compliance Certificate Program with National Regulatory Services to provide the professional designation of Investment Adviser Certified Compliance Professional (IACCP). The IACCP designation is awarded to individuals with knowledge of and experience in investment adviser regulation and compliance best practices. Hollander joins more than 500 compliance professionals that have the IACCP designation.
Hollander is a member of the Tax, Securities and Business and Corporate Law Sections in the Oshkosh and Milwaukee offices. In addition to her securities practice, she focuses on a wide variety of tax matters, which uniquely positions her to work with clients on their overall corporate governance, succession planning, mergers and acquisitions and general transactional matters. With her IACCP designation, Hollander advises investment adviser clients on a wide variety of subject matters, including the Investment Advisers Act of 1940; compliance program rules; ethics; trading and brokerage; Form ADV disclosure and advertising; and compliance mandates such as SEC Regulation S-P. Hollander received a J.D. from the University of Wisconsin and an A.B. from Ripon College.